Matched record(s):  2223 

Notes: 

(1) Any scheme that does not have a product key facts statement shall not continue to be marketed to the public in Hong Kong. In case of doubt, investors should consult their intermediaries or the product issuers.

(2) When "All" is selected as the fund type in the box above, all "Unit Trusts and Mutual Funds" under "Unlisted Products" will be displayed. A scheme may fall within more than one fund type under the Code on Unit Trusts and Mutual Funds (the UT Code).

(3) The list below does not include exchange traded funds which also fall under Index Funds (Ch 8.6). For detailed listing, please refer to "Exchange Traded Funds" under "Listed Products".

(3) The list below does not include synthetic exchange traded funds which also fall under Structured Funds (Ch 8.8). For detailed listing, please refer to "Exchange Traded Funds" under "Listed Products".

(3) "Waivers / Exemptions Granted" covers waivers or exemptions granted by the SFC on or after 1 August 2012 in relation to the UT Code, the Code on Open-ended Fund Companies or other relevant requirements.

(4) "Waivers / Exemptions Granted" covers waivers or exemptions granted by the SFC on or after 1 August 2012 in relation to the UT Code, the Code on Open-ended Fund Companies or other relevant requirements.

(4) "Waivers / Exemptions Granted" covers waivers or exemptions granted by the SFC on or after 1 August 2012 in relation to the UT Code, the Code on Open-ended Fund Companies or other relevant requirements.

(5) Funds denoted with "#" have both listed and unlisted unit/share classes.

(6) (a) "Derivative funds" are subject to enhanced distribution requirements.
(b) A "Yes" or "No" in the "Derivative funds" column indicates whether or not the fund is a derivative fund. The denotation is based on information and representations provided by the product issuer.(c) A blank cell in the "Derivative funds" column means (i) the SFC has not received the information and representations from the product issuer, (ii) the fund is an umbrella fund or (iii) the fund is in the process of being merged, terminated or de-authorized.(d) Please note that it may take time for the SFC to process information and representations received from product issuers and therefore the information in the "Derivative funds" column may not always be up-to-date. You may contact the product issuer for the latest information about a specific product.

(7) The effective date of the current UT Code is 1 January 2019. A transition period of 12 months was provided for existing SFC-authorized schemes categorised under 8.1 and 8.4A of the previous UT Code to be reclassified into other Chapters of the current UT Code and comply with the relevant requirements.

(8) Funds denoted with "+" are not authorized as exchange traded funds listed in Hong Kong.

(5) Funds denoted with "#" have both listed and unlisted unit/share classes.

(6) (a) "Derivative funds" are subject to enhanced distribution requirements.
(b) A "Yes" or "No" in the "Derivative funds" column indicates whether or not the fund is a derivative fund. The denotation is based on information and representations provided by the product issuer.(c) A blank cell in the "Derivative funds" column means (i) the SFC has not received the information and representations from the product issuer, (ii) the fund is an umbrella fund or (iii) the fund is in the process of being merged, terminated or de-authorized.(d) Please note that it may take time for the SFC to process information and representations received from product issuers and therefore the information in the "Derivative funds" column may not always be up-to-date. You may contact the product issuer for the latest information about a specific product.

(7) The effective date of the current UT Code is 1 January 2019. A transition period of 12 months was provided for existing SFC-authorized schemes categorised under 8.1 and 8.4A of the previous UT Code to be reclassified into other Chapters of the current UT Code and comply with the relevant requirements.

(8) Funds denoted with "+" are not authorized as exchange traded funds listed in Hong Kong.

(4) Funds denoted with "#" have both listed and unlisted unit/share classes.

(5) (a) "Derivative funds" are subject to enhanced distribution requirements.
(b) A "Yes" or "No" in the "Derivative funds" column indicates whether or not the fund is a derivative fund. The denotation is based on information and representations provided by the product issuer.(c) A blank cell in the "Derivative funds" column means (i) the SFC has not received the information and representations from the product issuer, (ii) the fund is an umbrella fund or (iii) the fund is in the process of being merged, terminated or de-authorized.(d) Please note that it may take time for the SFC to process information and representations received from product issuers and therefore the information in the "Derivative funds" column may not always be up-to-date. You may contact the product issuer for the latest information about a specific product.

(6) The effective date of the current UT Code is 1 January 2019. A transition period of 12 months was provided for existing SFC-authorized schemes categorised under 8.1 and 8.4A of the previous UT Code to be reclassified into other Chapters of the current UT Code and comply with the relevant requirements.

(7) Funds denoted with "+" are not authorized as exchange traded funds listed in Hong Kong.

(8) "Recognised Luxembourg UCITS Funds" shall refer to "Luxembourg Covered Funds" as defined in the SFC circular "Mutual Recognition of Funds (MRF) between Luxembourg and Hong Kong" dated 15 January 2019, as amended from time to time.