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Securities (Disclosure of Interests) Daily Summaries
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SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES - PRINTED: 10/04/01 PAGE: 1
DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS REPORT - B
(GRANTS, ASSIGNMENTS AND EXERCISES OF RIGHTS)
STOCK NAME : Dao Heng Bank (00223)
Director/Chief Executive G/E Class Company Name Quantity Exercise Period Ex. Price Consideration Note
------------------------------------ --- --------------- ------------------------------- ------------------ --------------- ---------- --------------- -----------
TUNG HSI HUI FRANK G ORD DAO HENG BANK GROUP LIMITED 120,000 150498-150702 21.820 1
STOCK NAME : Guoco Group (00053)
Director/Chief Executive G/E Class Company Name Quantity Exercise Period Ex. Price Consideration Note
------------------------------------ --- --------------- ------------------------------- ------------------ --------------- ---------- --------------- -----------
QUEK LENG CHAN G OPT DAO HENG BANK GROUP LTD. 2,000,000 150498-150702 21.820 1
G OPT GUOCO GROUP LTD 3,000,000 121199-120204 20.330 1
G OPT (RM) HONG LEONG CREDIT BERHAD 400,000 241299-231204 5.190 1
STOCK NAME : Henderson China (00246)
Director/Chief Executive G/E Class Company Name Quantity Exercise Period Ex. Price Consideration Note
------------------------------------ --- --------------- ------------------------------- ------------------ --------------- ---------- --------------- -----------
LEE SHAU KEE G ORD HENDERSON CYBER LTD 2,400,000 1.250 1
STOCK NAME : Henderson Land (00012)
Director/Chief Executive G/E Class Company Name Quantity Exercise Period Ex. Price Consideration Note
------------------------------------ --- --------------- ------------------------------- ------------------ --------------- ---------- --------------- -----------
LEE SHAU KEE G ORD HENDERSON CYBER LTD 2,400,000 1.250 1
STOCK NAME : Hop Hing Hold (00047)
Director/Chief Executive G/E Class Company Name Quantity Exercise Period Ex. Price Consideration Note
------------------------------------ --- --------------- ------------------------------- ------------------ --------------- ---------- --------------- -----------
HUNG HAK HIP PETER G ORD HOP HING HOLDINGS LTD. 4,752,105 171100-161110 0.183 1
SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES - PRINTED: 10/04/01 PAGE: 2
DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS REPORT - B
(GRANTS, ASSIGNMENTS AND EXERCISES OF RIGHTS)
STOCK NAME : KTP Holdings (00645)
Director/Chief Executive G/E Class Company Name Quantity Exercise Period Ex. Price Consideration Note
------------------------------------ --- --------------- ------------------------------- ------------------ --------------- ---------- --------------- -----------
LEE CHI KEUNG RUSSELL G OPT KTP HOLDINGS LIMITED 375,000 010197-011201 2.900 0
G OPT KTP HOLDINGS LIMITED 750,000 011097-011201 1.000 0
G OPT KTP HOLDINGS LIMITED 1,000,000 011201-011203 0.178 0
STOCK NAME : LS High-Tech (00606)
Director/Chief Executive G/E Class Company Name Quantity Exercise Period Ex. Price Consideration Note
------------------------------------ --- --------------- ------------------------------- ------------------ --------------- ---------- --------------- -----------
WONG SHI LING G ORD LEADING SPIRIT HIGH-TECH (HOLD- 150,000,000 230100-220102 0.100 1
INGS) CO LTD
G ORD LEADING SPIRIT HIGH-TECH (HOLD- 70,000,000 290700-280702 0.210 1
INGS) CO LTD
STOCK NAME : Mei Ah Enter (00391)
Director/Chief Executive G/E Class Company Name Quantity Exercise Period Ex. Price Consideration Note
------------------------------------ --- --------------- ------------------------------- ------------------ --------------- ---------- --------------- -----------
LI KUO HSING G ORD MEI AH ENTERTAINMENT GROUP LIM- 15,000,000 280700-270702 1.127 10
ITED
STOCK NAME : Vtech Holdings (00303)
Director/Chief Executive G/E Class Company Name Quantity Exercise Period Ex. Price Consideration Note
------------------------------------ --- --------------- ------------------------------- ------------------ --------------- ---------- --------------- -----------
LAW WAI LEUNG PADDY G ORD VTECH HOLDINGS LTD. 200,000 010598-300408 US$2.900 HK$1
SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES - PRINTED: 10/04/01 PAGE: 3
DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS REPORT - B
(GRANTS, ASSIGNMENTS AND EXERCISES OF RIGHTS)
***** END OF REPORT *****
NOTES:
N1 Please refer to the Company's announcement of 30/03/01.
N2 Bonus Issue
N3 Date of transaction : 03/04/01 - 06/04/01
N4 Please refer to the Company's announcement of 02/04/01.
N5 British Telecommunications Plc ("BT Plc") originally had an interest
in the shares of SmarTone Telecommunications Holdings Limited
("SmarTone") through its direct wholly-owned subsidiary, BT Asia
Pacific Investments Limited ("BTAP").
On 18 November 1999, BT Holdings Limited ("BTH") and BT (Interna-
tional) Holdings Limited ("BTIH") were interposed between BT Plc and
BTAP when BT Plc transferred its entire shareholding in BTAP to BTIH.
BTIH is a direct wholly-owned subsidiary of BTH, which is in turn a
direct wholly-owned subsidiary of BT Plc. BTIH thereby acquired an
interest in the SmarTone shares registered in the name of BTAP on 18
November 1999, but inadvertently omitted to give notification of its
interest under the Securities (Disclosure of Interests) Ordinance.
BTAP is now in liquidation and on 30 March 2001, transferred its
entire shareholding in SmarTone to BTIH by way of distribution of
assets in specie upon commencement of winding-up. Accordingly, BTIH
became the registered holder of 121,280,526 SmarTone shares on 30
March 2001, instead of holding an interest in the 121,280,526
SmarTone shares through BTAP. There is, therefore, no change in
the number of SmarTone shares in which BTIH is interested.
At all material times, BT Plc remains the ultimate owner of the
121,280,526 SmarTone shares, and BTH, BTIH and BTAP are merely the
vehicles through which BT Plc holds these SmarTone shares.
N6 Acquisitions were made from 03/04/01 to 04/04/01 at prices ranging
from RM3.767 to RM3.939 per share.
N7 Acquisitions were made from 30/03/01 to 03/04/01 at prices ranging
from $5.45 to $5.65 per share.
N8 Date of transaction : 02/04/01 - 06/04/01
N9 Acquisitions were made from 02/04/01 to 06/04/01 at prices ranging
from $1.12 to $1.15 per share.
N10 Consideration per unit : $3.60 - $3.70
N11 On 2nd April 2001, UBS Warburg, a business group of UBS AG ("UBS
Warburg") acquired a notifiable interest in the ordinary shares
("PCCW Shares") in the issued share capital of Cable and Wireless
(Far East) Limited which (together with its interest in PCCW Shares
acquired prior to 2nd April 2001) amounted to 3,285,099,270 PCCW
Shares representing 14.8% of PCCW's issued share capital.
The above notifiable interest arose in connection with the following:
(a) On 2nd April 2001, UBS Warburg, in connection with the Cable and
Wireless plc US$1,504,331,000 Zero Coupon Exchangeable Bonds due 2003
("Bonds") exchangeable into PCCW Shares, entered into call options
with Cable and Wireless (Far East) Limited in relation to
3,259,384,610 PCCW Shares representing approximately 14.7% of
the issued share capital of PCCW. The call options are in respect
of an amount of PCCW shares equal to the PCCW Shares underlying the
Bonds.
(b) UBS Warburg also has an interest arising under an underwriting
commitment in respect of the Bonds that means it has a conditional
interest in the PCCW Shares underlying the Bonds. Any exercise of
the exchange right in relation to the Bonds will be reflected in the
call option arrangements such that at no time will UBS Warburg be
interested in more than 3,259,384,610 PCCW Shares in aggregate under
these arrangements.
(c) As of 2nd April 2001, UBS Warburg was separately interested in
25,714,660 PCCW Shares unrelated to the above arrangements.
N12 1. Cable and Wireless (Far East) Limited ("CWFE") is the beneficial
owner of 3,259,384,610 ordinary shares in the issued share capital of
Pacific Century CyberWorks Limited ("PCCW");
2. By virtue of the direct or indirect ownership of 100% of CWFE's
issued share capital, Cable and Wireless plc ("C&W") and its wholly
owned subsidiary Cable and Wireless (Investments) Limited ("CWIL")
(together with CWFE, "C&W Group") each of C&W and CWIL is deemed under
Section 8 of the Ordinance to be interested in the shares of PCCW in
which CWFE is interested for the purpose of this Ordinance.
3. On 2nd April 2001, CWFE granted to C&W a call option over
3,259,384,610 ordinary shares in the issued share capital of PCCW
(which is the same total number of shares in PCCW as referred to in
paragraph 1 above). Under Section 13(5) of the Ordinance, C&W is
treated as having an interest in the value of PCCW shares to which the
call option relates.
4. On 2nd April 2001, CWFE granted to UBS AG ("UBS") call options
over 3,259,384,610 PCCW shares subject to the arrangements described
in paragraph 5 below. Under the terms of the call options, if any
amendment is made to the number of options granted by UBS to CWFE
under the options referred to in paragraph 5, a corresponding amend-
ment will be deemed to have been made to the number of options
granted to UBS hereto.
5. On 2nd April 2001, UBS granted to CWFE call options over
3,259,384,610 PCCW shares. Under the terms of these call options,
UBS has granted unconditional call options over 1,629,692,305 PCCW
shares which requires notification under Section 13 of the Ordinance
and call options over a further 1,629,692,305 PCCW shares conditional
upon obtaining consent from CWFE such consent not be unreasonably with-
held or delayed.
6. On 2nd April 2001, CWFE deposited 3,243,767,733 shares in PCCW in
the Central Clearing and Settlement System and Central Registration
has informed the Company that these shares had been registered in the
name of HKSCC Nominees Limited. However, while there is a change of
particulars requiring notification under Section 7 of the Ordinance,
there is no change in the beneficial ownership of these shares.
7. On 2nd April, 2001, UBS exercised a call option (referred to in
paragraph 4 above) over 1,600,000,000 shares held by CWFE with the
result that the number of PCCW shares on which CWFE is the beneficial
owner being reduced to 1,659,384,610.
N13 SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES
SUBSTANTIAL SHAREHOLDERS' NOTIFICATIONS REPORT
Stock Name: Manulife Financial Corporation (stock code: 945)
*ISC as at 09/04/01 : 482,165,131
The Securities and Futures Commission has granted Manulife Financial
Corporation ("MFC") a partial exemption from compliance with the
Securities (Disclosure of Interests) Ordinance pursuant to guidelines
published under section 2A of the Ordinance. Under the partial
exemption, MFC is not required to prepare registers, maintain records
or file, and MFC's corporate insiders are not required to file, with
Hong Kong regulatory authorities disclosure of interest reports
pursuant to the Ordinance on the condition that MFC will file with
the SEHK disclosures of interests made in Canada and the U.S. where
it maintains primary listings.
1. Under Canadian law, 10% shareholders of MFC have to file reports to
the Ontario Securities Commission ("OSC"). Reports made by 10%
shareholders, if any, can be found in OSC website www.sedar.com.
MFC has agreed to monitor the OSC Weekly Bulletin and Insider Early
Warning Report Press Releases every two weeks and if any reports by
or concerning 10% shareholders and filed, MFC will provide a hard
copy to the SEHK for inspection by the Hong Kong public. So far,
the SEHK has not received any such reports from MFC.
2. Under U.S. law, 5% shareholders of MFC have to file reports to the
U.S. Securities and Exchange Commission ("SEC") pursuant to Schedule
13G/13D of the Securities and Exchange Act 1934 of the United States.
Up-to-date reports made by 5% shareholders, if any, can be found in
SEC website at www.sec.gov. MFC has agreed to monitor the SEC
website every two weeks and if any reports on 5% shareholders are
filed, MFC will provide a hard copy to the SEHK for inspection by
the Hong Kong public. So far, the SEHK has not received any such
reports from MFC.
3. Hard copies of filings or reports provided by MFC under paragraphs 1
and 2 above (if any) are available for inspection at the SEHK's
office at 11/F., One International Finance Centre, 1 Harbour View
Street, Central, Hong Kong, and upon request in writing to MFC at
MFC's office at Manulife Plaza, The Lee Gardens, 48th Floor, 33
Hysan Avenue, Causeway Bay, Hong Kong. For enquiries or arrangements
regarding inspection at the SEHK please contact the SEHK SDI Unit
(Mr. Chan (2840-3707) or Miss Tsui (2840-3769)).
* ISC refers to the latest Issued Share Capital of the listed company
recorded by the Exchange as at the date of this summaries. It might
not promptly reflect changes caused by share placements, rights issue,
bonus issue, etc. Readers should exercise caution when using these
figures.
N14 SECURITIES (DISCLOSURE OF INTERESTS) DAILY SUMMARIES
DIRECTORS' AND CHIEF EXECUTIVES' NOTIFICATIONS REPORT
Stock Name: Manulife Financial Corporation (stock code: 945)
*ISC as at 09/04/01 : 482,165,131
The Securities and Futures Commission has granted Manulife Financial
Corporation ("MFC") a partial exemption from compliance with the
Securities (Disclosure of Interests) Ordinance pursuant to guidelines
published under section 2A of the Ordinance. Under the partial
exemption, MFC is not required to prepare registers, maintain records
or file, and MFC's corporate insiders are not required to file, with
Hong Kong regulatory authorities disclosure of interest reports
pursuant to the Ordinance on the condition that MFC will file with
the SEHK disclosures of interests made in Canada and the U.S. where
it maintains primary listings.
1. Under Canadian law, "insiders" including directors of MFC have
to file reports to the Ontario Securities Commission ("OSC")
in Form 55 pursuant to the Ontario Securities Act. No Form 55
filings have been made by MFC today.
2. MFC is presently a "foreign private issuer" under U.S. law. As
such, no directors of MFC are required to make any disclosure of
interests filings under the Securities Exchange Act 1934 of the
United States.
* ISC refers to the latest Issued Share Capital of the listed company
recorded by the Exchange as at the date of this summaries. It might
not promptly reflect changes caused by share placements, rights issue,
bonus issue, etc. Readers should exercise caution when using these
figures.
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