SECURITIES (DISCLOSURE OF INTERESTS) NOTIFICATIONS DAILY SUMMARIES
EXPLANATORY NOTES
References to the Ordinance are references to the repealed Securities (Disclosure of Interests) Ordinance (Cap 396).
References to the Listing Provisions are references to Appendix 10, paragraph B11 of the Exchange's Listing Rules.
The Daily Summaries consist of three Reports which set out notifications reported to the SEHK by Substantial Shareholders, Directors and Chief Executives of listed companies in accordance with the Ordinance. Relevant share capital means the issued share capital of the company. The Directors/Chief Executives' Reports also include notification information filed by Directors of listed companies in accordance with the Listing Provisions.
Whilst the Exchange has endeavoured to ensure that the information supplied to it is accurately reproduced in the Summaries, the Exchange does not guarantee its accuracy and accept no liability (whether in tort or contract or otherwise) for any direct or consequential loss or damage arising from any inaccuracies or omissions.
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SUBSTANTIAL SHAREHOLDERS' NOTIFICATIONS REPORT
Name of Substantial Shareholder
A person/corporation having a notifiable interest that equals or exceeds the percentage level set down in S.6 (1) (ten percent) in the relevant share capital of a listed company.
Date
Date on which event or change of circumstances took place giving rise to the duty of disclosure (DD/MM/YY).
Reason
Reason for disclosure.
For Individual Substantial Shareholders, the following code descriptions are applicable:-
Code Reasons
1 Acquisition/disposal of an interest in relevant share capital of listed company
giving rise to a duty to disclose
2 Initial disclosure of interest
3 Change in percentage level of notifiable interest
4 Acquisition/disposal of an interest in relevant share capital by a family member
(i.e. spouse or children under 18)
5 Acquisition/disposal of an interest in relevant share capital by a corporation
subject to sections 8(2), (3) and (4) of the Ordinance.
6 Notification of the identity and the number of shares held by the registered holders
of shares to which the notification related
7 Change in the particulars (i.e. identity and the number of shares held) of the registered holders of shares
8 Ceasing to have a notifiable interest
For Corporate Substantial Shareholders, the following code descriptions are applicable:-
Code Reasons
1 Acquisition/disposal of an interest in relevant share capital of listed company giving rise
to a duty to disclose
2 Initial disclosure of interest
3 Change in percentage level of notifiable interest
4 Acquisition/disposal of an interest in relevant share capital by a corporation
subject to sections 8(2), (3) and (4) of the Ordinance.
5 Notification of the identity and the number of shares held by the registered holders of shares
to which the notification related
6 Change in particulars (i.e. identity and the number of shares held) of the registered holders of shares
7 Ceasing to have a notifiable interest
Present Bal.
Present number of shares in which the party making the disclosure is interested and/or deemed to be interested.
Previous Bal.
Previous number of shares in which the party making the disclosure was interested and/or deemed to be interested.
Share jointly held
Number of shares that are jointly owned
Corporate interest
Number of shares held through corporate interests as a result of the deeming provisions contained in Section 8 of the Ordinance.
Family interest
Number of shares held through family members as a result of the deeming provisions contained in Section 8 of the Ordinance.
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SECURITIES (DISCLOSURE OF INTERESTS) NOTIFICATIONS DAILY SUMMARIES
EXPLANATORY NOTES
DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS - REPORT A
(ACTUAL TRANSACTIONS)
Date Rec'd
Date on which the Exchange receives the notification (DD/MM/YY)
Director/Chief Executive
Name of Director/Chief Executive of the Listed Company
Class
Description of the class of securities in which the Director/Chief Executive is interested
Company Name
Name of the corporation in which the interests subsist
Tran. Date
Transaction Date (DD/MM/YY). The date Director/Chief Executive of the Listed Company executed the transaction in the securities of the relevant company.
Present Bal.
Present number of securities in which the Director/Chief Executive is interested and/or deemed to be interested after the corresponding transaction.
Previous Bal.
Previous number of securities in which the Director/Chief Executive is interested and/or deemed to be interested before the corresponding transaction.
A/D
Acquisition (A) or Disposal (D)
Consideration
Consideration or average consideration per unit for the relevant transaction. (In HK-Dollar terms unless specified under Class column.)
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DIRECTORS'/CHIEF EXECUTIVES' NOTIFICATIONS - REPORT B
(GRANTS, EXERCISES AND ASSIGNMENTS OF RIGHTS)
Date Rec'd
Date on which the Exchange receives the notification (DD/MM/YY)
Director/Chief Executive
Name of Director/Chief Executive of the Listed Company
G/E
Grants, Exercises and Assignments of Rights
"G" refers to grants of rights
"E" refers to assignments or exercises of rights
Class
Description of the class of securities over which the rights exist
Company Name
Name of the corporation in which the interests subsist
Quantity
The amount of securities granted/exercised/assigned and/or the number of warrants exercised.
Exercise period
The period during which the rights are exercisable (DDMMYY-DDMMYY)
Ex. Price
Exercise price (In HK-Dollar terms unless specified otherwise.)
Consideration
Consideration for the grants of rights or total consideration to be received upon assignments (In HK-Dollar terms unless specified otherwise.)
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