为确保香港的证券及期货业秉持最高标准，我们规定只有符合相关资格准则的人士及公司，方可晋身业界，而且他们必须遵守《证券及期货条例》及为规管中介人而制订的相关附属规定。本会的使命是促进香港证券及期货市场的廉洁稳健，因此肩负发牌及监察中介人职能的中介机构部在当中扮演着重要角色。
中介机构部由发牌科及中介机构监察科组成，并因应市场的主要界别划分成多个专责团队。此架构模式一方面有助我们对背景相近的持牌人积极主动地进行监察和监管，另一方面可让具相关专门知识的团队专注处理前瞻性风险和关乎特定主题的问题。我们采取的监管方针亦兼顾到本港市场的发展趋势，包括与中国内地的金融联系日益紧密和与世界各地的互动交流日增。此外，我们亦与香港、内地及其他海外监管机构紧密合作。详情请参阅《对中介人的监管方针》 。
如要查阅更多有关中介人的发牌及监管事宜，请点击以下连结：
最后更新日期: 2016年4月5日
香港证券及期货事务监察委员会（简称证监会）于本网站免费提供一套繁简字体转换软件（该软件）。证监会允许本网站的使用者利用该软件将本网站内容由繁体中文版转换成为简体中文版。证监会不会就该软件欠妥之处承担任何法律责任，亦不会就其品质及性能作出任何担保；尤其是在无损前述的一般性的原则下，证监会无需就该软件对某用途的恰当性、其品质或可商售性承担任何该等明示或隐含的、法定或非法定的法律责任。
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The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version. The SFC undertakes no liability for defects in this Software and gives no warranty in relation to its quality and performance and in particular, but without prejudice to the generality of the foregoing, the SFC shall have no such liability regarding the fitness for purpose, quality or merchantability of this Software, whether express or implied, statutory or otherwise.
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