证监会对中介人采取成效为本的监管方针，重点监察其业务操守及财政稳健程度。具体而言，我们致力：
证监会的规管方针建基于以下原则：中介人对其业务活动负有主要责任，而中介人的高级管理层有责任妥善管理公司的业务活动和当中涉及的风险。
如欲深入了解本会的角色、监管方针和理念，请参阅《中介人规管架构》，以及详述监管工作细节的《对中介人的监管方针》。
最后更新日期: 2016年4月5日
香港证券及期货事务监察委员会（简称证监会）于本网站免费提供一套繁简字体转换软件（该软件）。证监会允许本网站的使用者利用该软件将本网站内容由繁体中文版转换成为简体中文版。证监会不会就该软件欠妥之处承担任何法律责任，亦不会就其品质及性能作出任何担保；尤其是在无损前述的一般性的原则下，证监会无需就该软件对某用途的恰当性、其品质或可商售性承担任何该等明示或隐含的、法定或非法定的法律责任。
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