依据《证券及期货条例》（该条例），不论是以向公众发售还是私人形式发售的开放式基金型公司，均须向证监会注册，并须遵守该条例、《证券及期货(开放式基金型公司)规则》及《开放式基金型公司守则》。
除该条例第 103 条下的豁免项目外，以公开形式发售的开放式基金型公司亦须根据该条例第 104 条取得证监会的认可。一如其他获证监会认可的向公众发售的基金，向公众发售的开放式基金型公司亦须符合《证监会有关单位信托及互惠基金、与投资有关的人寿保险计划及非上市结构性投资产品的手册》（包括《单位信托及互惠基金守则》）的规定。
最后更新日期: 2023年7月21日
香港证券及期货事务监察委员会（简称证监会）于本网站免费提供一套繁简字体转换软件（该软件）。证监会允许本网站的使用者利用该软件将本网站内容由繁体中文版转换成为简体中文版。证监会不会就该软件欠妥之处承担任何法律责任，亦不会就其品质及性能作出任何担保；尤其是在无损前述的一般性的原则下，证监会无需就该软件对某用途的恰当性、其品质或可商售性承担任何该等明示或隐含的、法定或非法定的法律责任。
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