《证券及期货条例》第34条禁止任何人在未经证监会授权或无合理辩解下，使用或采用若干称衔（或与之相似的称衔）。任何违规行为都可构成《证券及期货条例》下的罪行。第34条禁止的特定称衔（受限制称衔）载列如下：
| 受限制的英文称衔 | 受限制的中文称衔 |
| “stock exchange” “stock market” “commodity exchange” “futures exchange” “futures market” “unified exchange” “united exchange” |
“证券交易所” “股票交易所” “证券市场” “股票市场” “商品交易所” “期货交易所” “期货市场” “联合交易所” |
一般来说：
第34条的目的在于保护投资者免被误导或混淆视听，令他们误以为藉有关名称来进行的业务或活动，会如受到证监会规管的交易所般营运。如有任何相关疑问，请发送电邮至enquiry@sfc.hk联络证监会。
一般来说，证监会只会在下述情况下根据第34条授予批准：
任何人如欲申请第34条下的批准，在提交任何申请前应先发送电邮至enquiry@sfc.hk联络证监会，或与你在证监会就任何相关进行中的申请、通知或监管事宜的联络人联系。
一般来说，申请将需包括以下资料：
最后更新日期: 2024年12月30日
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